ORCID Number
0000-0002-0067-3948
Date of Award
Spring 5-4-2026
Embargo Period
8-31-2026
Access Type
Dissertation - Open Access
Degree Name
Doctor of Philosophy in Electrical Engineering & Computer Science
Department
Electrical Engineering and Computer Science
Committee Chair
Eduardo Rojas
Committee Chair Email
rojase1@erau.edu
Committee Advisor
Eduardo Rojas
Committee Advisor Email
rojase1@erau.edu
Committee Co-Chair
Tianyu Yang
Committee Co-Chair Email
yang482@erau.edu
First Committee Member
Eduardo Rojas
First Committee Member Email
rojas1@erau.edu
Second Committee Member
Tianyu Yang
Second Committee Member Email
yang482@erau.edu
Third Committee Member
M. Ilhan Akbas
Third Committee Member Email
akbasm@erau.edu
Fourth Committee Member
Xuanhui Wu
Fourth Committee Member Email
xuanhui.wu@mnsu.edu
Fifth Committee Member
Qi Cheng
Fifth Committee Member Email
qi.cheng@okstate.edu
College Dean
James W. Gregory
Abstract
This dissertation studies three physical-layer optimization problems that share a common difficulty: the forward model, whether an electromagnetic solver or a statistical channel model, is either too expensive to evaluate at design scale or too unstable to hold across a single processing block. The first two problems are treated in their own right, as problems in antenna design and in multi-user detection over time-variant channels; the third carries the methodology onto a coherent optical link, where size, weight, and power constraints make a small-satellite deployment the natural target.
The antenna work targets a tri-layer pixelated unit cell fabricated on Avient ABS550 by fused-deposition modeling, operated from 8 to 12 GHz. The cell has a 4×4 conductor pattern on its top and bottom faces and one of two middle-layer geometries (metal plate or centric ring), which together cover the 36-state, 10-degree-quantized phase library used for beam forming. Characterizing every pattern in HFSS is infeasible, so a one-dimensional convolutional network with cross-attention is trained to predict the scattering parameters from the binary pixel layout and frequency. Locality is preserved through Hilbert ordering, and passivity, causality, and amplitude smoothness are enforced through additional loss terms. Across 933 held-out geometries, the surrogate keeps the passivity-violation rate under 12% and the mean resonance-frequency error under 0.5 GHz, and it runs roughly 180,000 times faster than the full-wave solver. A 509-element circular aperture of diameter 256 mm, populated by the surrogate and fed by a WR-90 pyramidal horn, reaches a realized directivity of 14.02 dBi at 10 GHz in HFSS; the same cell under Floquet-port excitation shows a peak directivity of 27.77 dBi. A WR-90 waveguide measurement model is also developed, and the associated de-embedding analysis links the surrogate, the Floquet simulation, and the planned physical measurement.
The multi-user-detection work addresses BSS receivers in channels whose mixing matrix drifts within one block. Five data-injection strategies are considered: no injection, linear 2x/4x/8x upsampling, sign reversal, cubic spline, and Hermite/PCHIP. Rather than fixing one of these at design time, an Echo State Network estimates the channel variation index directly from the received mixture, without pilot symbols, and a LinUCB contextual bandit or a Deep Q-Network selects the injection mode at each block using a context vector built from the estimate, the block size, and their coherence product. On the evaluation grid the improved ESN achieves an 85.8% estimation success rate, and the DQN agrees with the Monte Carlo oracle on 71.2% of cells while staying within 0.2 to 0.5 dB of the oracle's SIR. The agreement holds in the extrapolation regions of the (delta, N) grid that were not seen during training.
The two methods come together in the third study, which targets coherent optical links for non-terrestrial networks. On a bench-top 1550 nm receiver, two 1 Gb/s co-channel carriers are recorded through a single telescope under emulated atmospheric scintillation with normalized intensity variance of approximately 0.99, and the Sign Reversal injection is applied because it preserves the centrosymmetry of the BPSK constellation while doubling the effective sample count. The demixing matrix is re-estimated on a duty cycle rather than at every block. With this scheme the receiver loses less than 1 dB in SIR relative to full-rate FastICA and converges in roughly 3.5 times fewer iterations, keeping the DSP core within the sub-watt envelope of a 6U to 16U FPGA payload. Before the optical link can close, the two terminals have to find each other, and this is where the transmitarray returns: the same reconfigurable aperture is repurposed as a millimeter-wave sensing beam that drives an agile beaconless laser alignment (ABLBA) controller, narrowing the field of uncertainty into which the optical spiral search is launched. Acquisition time is analyzed in closed form against inter-CubeSat distance, position variance, and antenna half-power beamwidth, and the millimeter-wave-guided scheme yields reductions over a pure optical scan that grow with propagation distance.
Scholarly Commons Citation
Xu, Chengtao M., "Data-Driven Physical-Layer Optimization for RF and Optical Communications: Transmitarray Metasurfaces, Contextual-Bandit MUD, and Coherent Optical Links" (2026). Doctoral Dissertations and Master's Theses. 991.
https://commons.erau.edu/edt/991
Included in
Electrical and Electronics Commons, Electromagnetics and Photonics Commons, Systems and Communications Commons